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Modes

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Definition: self-consistent electric field distributions in waveguides, optical resonators or in free space

This articles discusses propagation modes of light in free space, in a transparent homogeneous medium, in a waveguide structure, or in an optical resonator. Alternatively, the term "mode" can also mean a mode of laser operation, e.g. continuous-wave mode locking, Q switching, or single-frequency operation.

evolution of a beam intensity profile

Figure 1: Simulated evolution of the intensity profile of a laser beam. The shape of the profile changes during propagation. This would not be the case for a mode.

When some light beam propagates in free space or in some transparent medium, its transverse intensity profile will in general change during propagation (see Figure 1). There are, however, certain electric field distributions which are self-consistent during propagation. What "self-consistent" means, depends on the situation. Different situations are discussed in the following sections.

Free-Space Modes

The mathematically simplest kinds of modes in free space (or in an optically homogeneous medium) are plane waves. A plane wave satisfies the wave equation, provided only that the wavelength times the optical frequency matches the phase velocity of light in the medium. During propagation in some direction, a plane wave only changes its oscillation phase, and possibly its amplitude if there is optical loss or gain in a medium.

Although plane waves are mathematically very simple, they cannot resemble any wave occurring in reality, since they have an infinite transverse extent. Therefore, other kinds of modes, which are limited in the transverse spatial dimension, are often of higher interest. The simplest kind of such modes are Gaussian modes. A Gaussian beam will expand or contract during propagation, but is self-consistent in the sense that the amplitude profile is only scaled in the transverse dimension, but has a constant (in that case Gaussian) shape.

Each Gaussian mode is only the simplest member of a whole family of modes which contains an infinite number of modes. The most frequently used mode families (mode systems) are those of Hermite-Gaussian modes and Laguerre-Gaussian modes. Within such a mode family, the Gaussian mode is the fundamental mode, while all other modes are called higher-order modes and have more complicated intensity profiles (see Figure 2). During propagation, the transverse extent of each higher-order mode changes in proportion to that of the fundamental mode.

intensity distributions of TEM modes

Figure 2: Intensity profiles of the lowest-order Hermite-Gaussian modes, starting with TEM00 (lower left-hand side) and going up to TEM33 (upper right-hand side).

Note that for each combination of an optical frequency, a beam axis, a focus position, and some beam radius of the Gaussian mode in the focus, a whole family e.g. of Hermite-Gaussian modes arises.

Waveguide Modes

Waveguide structures are spatially inhomogeneous structures which can guide waves. For light propagating in a waveguide, the self-consistency condition for a mode is more strict than for free-space modes: the shape of the complex amplitude profile in the transverse dimensions must stay exactly constant. Any re-scaling is not allowed, only an overall phase change (described by the propagation constant) and a loss or gain of total optical power.

A waveguide has only a finite number of guided propagation modes, the intensity distributions of which have a finite extent. The number of guided modes, their tranverse amplitude profiles and their propagation constants depend on the details of the waveguide structure and on the optical frequency. A single-mode waveguide (e.g. a single-mode fiber) has only a single guided mode per polarization direction. As an example for a multimode waveguide, Figure 3 shows the transverse profiles of all the modes of a multimode fiber.

modes of a fiber

Figure 3: Electric field contour lines for all the guided modes of a fiber with a top-hat refractive index profile (→ step index fiber). The two colors indicate different signs of electric field values.

Resonator Modes

For light in optical resonators (made of bulk-optical elements, not with waveguides), the self-consistency condition for a mode is again different: a mode must reproduce its exact transverse amplitude profile (without any re-scaling) only after a full resonator round trip; during the round trip, the mode profile may change in size and even in shape. On the other hand, the optical phase must also be reproduced after one round trip, i.e., the total experienced phase change must be an integer multiple of . The overall optical power may decrease or increase if there are optical losses or gain in the resonator.

Due to the phase condition, resonator modes can exist only for certain optical frequencies (the resonance frequencies). In general, the round-trip phase shift depends on the intensity pattern of a mode, and therefore different higher-order modes have different sets of mode frequencies. In the simpler case of a geometrically stable resonator, there are fundamental (axial) modes with Gaussian shape as well as higher-order transverse modes e.g. of Hermite-Gaussian shape. Unstable resonators also have modes, but with much more complicated mode properties.

The article on resonator modes gives more details.

Application of the Mode Concept

In many situations, light propagates only in a single mode. For example, single-mode operation of a laser means that only a single mode of its laser resonator is excited (i.e., carries a significant optical power). If the lasing mode is a Gaussian mode, the output is close to diffraction-limited, i.e., it has an ideal beam quality. As another example, a single-mode fiber guarantees a fixed intensity profile at its output, assuming that all light launched into cladding modes (unguided modes) is lost before the fiber end is reached. The mode of a single-mode fiber normally has a shape which is similar to that of a Gaussian.

In other cases, it is often convenient to decompose all the propagating light into different modes. That decomposition means that for each mode some mode amplitude (a complex number) is calculated for the given light field, usually using some overlap integral. The basic advantage of such a procedure is that it is known how all the modes propagate: for each mode, there is only a phase change which can be calculated from the propagation constant, and possibly some change of optical power. The total intensity and phase profile can then be calculated for any position simply by adding up the contributions of different modes. This procedure can greatly simplify numerical simulations: a large number of amplitudes, resembling e.g. a two-dimensional optical field distribution with many samples on a fine grid, can be replaced with a relatively small number of mode amplitudes (excitation coefficients), and thus often strongly reduce the demands both in terms of required computer memory and computation time.

The mode concept is useful even if the propagation conditions somewhat deviate from those for which the modes have been calculated. In such cases, mode coupling can occur: light from some mode can be coupled to one or several other modes. This is usually described with coupled differential equations for the mode amplitudes. Such mode coupling can be caused e.g. by nonlinear interactions at high optical intensities or by external disturbances which act on a waveguide.

See also: mode radius, effective mode area, modal index, mode matching, optical resonators, resonator modes, higher-order modes, waveguides, mode coupling, Spotlight article 2007-10-11, Spotlight article 2008-04-15

Categories: fibers and other waveguides, general optics, resonators

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