# Noise Specifications

Definition: specifications for the noise properties of lasers, for example

German: Rauschspezifikationen

Category: fluctuations and noise

Author: Dr. Rüdiger Paschotta

The strength of noise e.g. of the output of a laser often needs to be quantified – particularly in the context of applications such as frequency metrology, sensitive spectroscopic measurements, or optical fiber communications, where the performance of devices or systems is limited by noise.

## Examples of Noise Specifications of Lasers and Optical Amplifiers

### Intensity Noise

Intensity noise is often measured by analyzing the laser output with a photodiode and related electronic equipment such as an electronic spectrum analyzer. It can be specified with a power spectral density of the relative intensity noise as a function of noise frequency. For some purposes, a root-mean-square (r.m.s.) value, essentially the square root of the integral of the power spectral density over some frequency range (e.g. 1 Hz – 1 MHz), is sufficient. However, r.m.s. values without specification of the measurement bandwidth are nonsensical. That bandwidth is determined as follows:

- The higher frequency limit is often set by the speed of the photodetector (including detection electronics). Obviously, a slow detector is not able to record fast fluctuations, and therefore indicates weaker noise than a fast detector. For digital recordings, the measurement bandwidth is at most half the sampling frequency (→
*Nyquist theorem*), and in practice often even lower, as low-pass filtering has to be applied before the sampling in order to avoid aliasing effects. - The lower frequency limit is approximately the inverse measurement time. When the intensity fluctuations are recorded in some limited time interval, one cannot know how much the average of the recorded power deviates from the average power over longer times. Therefore, the influence of noise at frequencies below the inverse measurement time is suppressed, and its magnitude is unknown.

### Phase and Frequency Noise

Optical phase noise can be quantified by the power spectral density (PSD) of the phase fluctuations. Alternatively, the PSD of the fluctuations of the instantaneous frequency can be specified. Such power spectral densities often diverge for zero frequency, so that integration down to zero frequency (e.g. using a theoretically calculated PSD) is not possible. For simple random-walk processes, the specification of a coherence time or coherence length or of a linewidth value can be appropriate. Note that linewidth values often depend on the measurement time.

Frequency noise is directly related to phase noise; it is the noise of the instantaneous optical frequency, the latter being related to the temporal derivative of the optical phase.

In frequency metrology, it is common to use *normalized phase fluctuations* <$x(t) = \delta \varphi (t) / (2\pi \: \nu_0)$>, i.e., phase fluctuations divided by the mean angular frequency. The time derivative of the normalized phase fluctuations then delivers the normalized frequency fluctuations <$y(t)$>, i.e., the fluctuations of the instantaneous frequency relative to the mean frequency. For a comparison of the phase noise of sources with different mean frequencies, it is appropriate to compare the power spectral densities <$S_x(f)$> of normalized phase fluctuations or <$S_y(f)$> of normalized frequency fluctuations, rather than of the phase or frequency excursions themselves because these normalized fluctuations are what determines the precision and accuracy e.g. of a clock.

In frequency metrology, the use of a *Allan deviation* or *Allan variance* as a function of time is common. These quantities can be calculated from a power spectral density, whereas the opposite calculation is ambiguous.

### Timing Noise

Timing jitter of a pulse train can be quantified as the power spectral density of the timing deviation (e.g. from some noiseless reference) or the timing phase. It is also common to specify an r.m.s. value for a certain range of noise frequencies.

### Noise Figure

The noise figure of an electronic or optical amplifier quantifies the amplifier excess noise.

## Ambient Conditions

Laser noise often depends on ambient conditions. Therefore, it is obviously essential to know what are the ambient conditions for which certain specifications apply. In particular:

- Does it apply to constant room temperature, or for arbitrary temperature changes within the allowed range of operation temperatures?
- Is it valid immediately after switching on the device, or only after a long warm-up time?
- Is a vibration-free environment assumed?

The latter is particularly important for specifications of beam pointing fluctuations.

It is not easy to specify laser noise under the influence of ambient noise sources such as vibrations, since it is difficult to quantify these influences. Also, their impact may strongly depend e.g. on the noise frequency: a mechanical setup may have some resonances, making the device very sensitive to vibrations at certain frequencies.

## Common Problems

For various reasons, correct noise specifications are often not achieved:

- The mathematical description of noise is sophisticated, and often not properly treated in physics or engineering courses. As a result, nonsensical noise specifications are widespread in product data sheets and even in the scientific literature.
- In laser physics, there is a variety of different types of noise, which are conceptually and physically related in non-obvious ways (example: optical phase noise and timing phase noise of mode-locked lasers). Therefore, physical insight is as essential as mathematical knowledge.
- Noise measurements are subject to many non-trivial technical issues. For example, detailed know-how on the inner workings of electronic spectrum analyzers is required for obtaining correct results from measurements with such devices. A black-box treatment (using the device readings without knowing how they are generated) easily leads to wrong results, e.g. via inappropriate device settings or the failure to apply certain correction factors (e.g. for logarithmic averaging in the spectrum analyzer).

See also: laser noise, intensity noise, relative intensity noise, phase noise, frequency noise, power spectral density, linewidth, coherence, coherence time, narrow-linewidth lasers, laser specifications, spotlight 2006-10-09

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2021-06-20

Is there any analytical way to estimate RIN?

The author's answer:

Yes, with different methods depending on the circumstances. For example, there are ways to estimate RIN of a laser under the assumption that it is limited by the unavoidable quantum noise.